[Tcd-hackers] Web Seminar- Establishing a Chief Compliance Officer's (CCO) Function - Organization and Responsibilities

[ComplianceOnline]

Establishing a Chief Compliance Officer's (CCO) Function - Organization and Responsibilities
	The regulatory environment created by Sarbanes-Oxley, GLB, HIPPA and other regulations make it imperative that organizations establish an effective Compliance Office (CO) headed by a C-level Executive – The Chief Compliance Officer (CCO). The Board, the CEO and other line and staff executives need to rely on one single source for information on the company’s status on compliance to regulatory mandates and rely on one entity to spearhead and coordinate compliance, risk management and governance activities. Selecting an effective CCO that can be responsive to the current regulatory environment requires that you consider many key factors that will be covered in this unique webinar. Date: Wednesday, 31 May 2006 Time: 10:00 AM PDT | 1:00 PM EDT Duration: 1 Hour Venue: Online Event Instructor: Javier F. Kuong is the President and Principal Consultant of Management Advisory Services & Publications (MASP). Click here to register for this web seminar Areas Covered in the Session: Why Do You Need a Chief Compliance Officer? – Key Drivers What is the Nature of the CCO Function? – Traditional vs. Modern View of the CCO? What are the Key Functions of a CCO? To Whom Should the CCO Report? – Organizational Structure Choices What Is the Compensation for the CCO? What Are Success Factors for a CCO Function? Excerpts from a Sample Functional Charter Mistakes to Avoid When Hiring Chief Compliance Officers (CCOs) Questions Who Will Benefit This webinar will provide valuable knowledge what companies need to do to establish an "effective" Compliance Office to provide leadership for compliance and governance issues. It will benefit: CEOs, Board members and Audit or Corporate Governance Committee Members CFOs, Controllers and Accounting professionals CIOs, CTOs and IT professionals Compliance Officers Legal Counsel, Human Resources and Public Relations Internal and external Auditors Any line manager or employee responsible for developing and deploying compliance Consultants and advisors Compliance specialists Compliance product vendors Instructor Profile Javier F. Kuong is the President and Principal Consultant of Management Advisory Services & Publications (MASP), an organization that for 29 years has been devoted solely to consulting, training, publications, research and development in Enterprise Governance, SOX Compliance, Auditing, Security, and Business Continuity Planning. Click here to register for this web seminar For more information, please contact the event coordinator. We look forward to seeing you at the webinar. Best regards, Event-coordinator ComplianceOnline		Date & Time Wednesday, 31 May 2006, 10:00 AM PDT | 1:00 PM EDT ComplianceOnline Web Seminar

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